Carlos began his career as a financial advisor with Wiley & Associates in 2000. His responsibilities included developing financial plans for small business owners and professional clients such as physicians and dentists. In addition, he aided in developing gifting strategies for small private universities and colleges.
Wiley & Associates later introduced Heritage Asset Management to offer enhanced services for clients. As a senior executive, Carlos directly managed other initiatives such as expanding client support services, selecting various investment offerings, implementing asset protection strategies, as well as, wealth transfer strategies, and further developing relationships with private colleges and universities to better manage their endowment resources and retirement plan benefits.
As an Investment Advisor Representative of Verity Asset Management, he acts to a “fiduciary standard” of care for his Investment Advisory clients. Carlos holds both the series 7 and series 66 securities license. In addition, he is licensed for both health and life insurance