Doing Business With Verity
Sean McGill
VP, Dir. of Advisor Services
Verity Asset Management
smcgill@verityinvest.com
Office: (800) 247-6717 x105
Fax: (919) 489-8939
Amy Angus
Dir, Business Development
aangus@verityinvest.com
Office: (919) 490-6717 x107
Mobile: (919) 444-0597
Fax: (919) 489-8939
- Submit Forms via Secure Document Upload to Verity Asset Management
Verity Workplace Models
Retirement Account Solutions Forms
Participant Accounts: Fidelity
Fidelity Forms
Fidelity TEM Advisor Services: (888) 766-6815
Fidelity Client Services: (800) 343-0860
403b Online Enrollment
Fidelity NetBenefits - Forms Library
- RIA Authorization/Indemnification
Fidelity Brokerage Link Forms
Marketing Material
Participant Accounts: TIAA-CREF
TIAA-CREF Forms
Access forms through TIAA On-line Advisor Access
This is the most current and most complete source of TIAA forms.
If you do not have log-in access, follow the ‘register for full access to the site’ link. You will need your TIAA APIN and your social security number to proceed.
- Authorization to Access
- Fee Billing Authorization - Defined Contribution
- Fee Billing Authorization - IRA
- TX ORP Fee Billing Agreement
Verity Workplace Model
You can now get investment choices on the TIAA Public site for each plan. Go to TIAA.org (do not log in) and click on the “What We Offer” tab: select Retirement plan annuities under “Performance Data” on the right side of the page. When the page loads look at the top left of the filters box and you will see where you can enter a Plan Number. Type in the 6 digit number and hit “Enter”; you will see the name of the institution load and then scroll down to review investment choices.
Marketing Material
- Topic Flyer: Insights Into Investing
- Topic Flyer: Investment Management Process
- Topic Flyer: Balancing Risk and Return
- Topic Flyer: Workplace Active Management (participant)
- TIAA-CREF & Verity Asset Management: A Productive Partnership
- Too Many Choices? (Participant Brochure)
- Market Commentary & Outlook
RAS Platform: Third Party Asset Manager
Verity Forms
Verity Workplace Models
Marketing Material
Fidelity Workplace Forms
Fidelity Forms
Fidelity TEM Advisor Services: (888) 766-6815
Fidelity Client Services: (800) 343-0860
- 403b Online Enrollment
- Fidelity NetBenefits Form Library
- RIA Authorization/Indemnifcation (Employer Plan Accounts)
Fidelity Brokerage Link Forms
Verity Asset Management Forms
Fidelity IWS Forms
Verity provides managed account services for individual retail accounts on the Fidelity Institutional Wealth Services platform.
- New Account Application Package Verity Fidelity IWS G#13545827
- Strategy Guide
- Form ADV Part 2 | Privacy Policy
- Account Change Form (RIA)
TIAA Forms
TIAA Forms
- Access forms through TIAA On-line Advisor Access
This is the most current and most complete source of TIAA forms.
If you do not have log-in access, follow the ‘register for full access to the site’ link. You will need your TIAA APIN and your social security number to proceed. - Authorization to Access - Verity
- Fee Billing Authorization - Defined Contribution
- Fee Billing Authorization - IRA
- TX ORP Fee Billing Agreement
- TIAA 403(b) Financial Hardship Distribution
- Client On-line Forms Library
Verity Asset Management Forms
Schwab Forms
Personal Choice Retirement Accounts
With a Schwab Personal Choice Retirement Account® (PCRA), you can invest in a retirement plan with the freedom of a brokerage account.
A Schwab PCRA is a self-directed brokerage account (SDBA) that resides within your employer-sponsored retirement plan. In addition to the choices typically offered by retirement plans, PCRA lets you invest in a much wider range of investments.
Schwab is restricted from providing advice on PCRAs; however, your retirement plan may allow you to appoint an independent advisor.
Verity Asset Management Forms
TD Ameritrade Forms
Pentegra Forms
Pentegra offers investment solutions for every type of investor. Recognizing the diverse investment needs of participants, we offer access to thousands of funds with no proprietary fund requirements. Participants enjoy the ease of a single, flexible solution for personalized retirement investing with the confidence that comes with unlimited, unbiased fund options and objective advice. Our open architecture platform means that your participants are free to work with the advisor of their choice to select the investment funds that are right for them and tailor an asset allocation that best meets their long-term retirement goals.
Submit this for to become appointed with Pentegra.
- Verity Workplace Strategies | Performance Summary | Presentation for Educators
- Presentation for Participants
Texas Higher Education
- Pentegra: The Texas Non-ERISA 403(b) Opportunity
- Enrollment Application
- Transfer/Exchange Form
- Assignment of Financial Advisor Form
- Verity Strategy Guide
Texas Consortium of Community Colleges
- Pentegra: The Texas Non-ERISA 403(b) Opportunity
- Enrollment Application
- Transfer/Exchange Form
- Assignment of Financial Advisor Form
- Verity Client Advisory Agreement / Solicitor (may be required)
- Verity Strategy Guide
Texas K-12
- Pentegra: The Texas Non-ERISA 403(b) Opportunity
- Plan Authorization (if needed to establish Pentegra)
- Enrollment Application
- Transfer/Exchange Form
- Assignment of Financial Advisor Form
- Verity Strategy Guide
Service Forms
Aspire Forms
ASPire is an open-architecture mutual fund environment available to participants in hundreds of school districts throughout the country. Verity is a Strategist on the ASPire platform offerring a selection of managed models available through advisors.