Business Continuity Plan
Verity Investments, Inc. maintains a plan designed to assure continuation of business in the event of disruptions of varying severity. Client account records are maintained by the issuers and/or custodians, and thus account records and customer funds should be accessible in the normal manner from those sources. All internal electronic records, including financial records, are retained in a secure manner offsite. Should any disruption occur, whether it is confined to our home office or is city wide or regional in scope, Verity intends to resume operations within 24 hours. Inbound phone traffic will be forwarded to alternate numbers, and e-mail correspondence will be monitored from an alternate location. (You may contact us at compliance@verityinvest.com.) Updated status and contact information will be posted on our website at www.verityinvest.com. Updates to this summary will be posted on our website and are available by mail upon request.