Assets Under Advisement
Our Assets Under Advisement program allows clients to register certain employer-plan accounts – 401(k)s, 401(a)s – for fee-based investment advisory consultation. The service facilitates portfolio management integration across not only your accounts held at Verity, but also those accounts held at third-party providers, such as employer plans.
Verity’s Investment Committee develops allocation strategies tailored to retirement plans offered by a number of employers. For registered plans, Verity will monitor and manage your retirement plan account under an Investment Advisory Agreement, including implementation of any allocation change recommendations.
In general, employee account management may be provided for most plans using Fidelity, TIAA-CREF or Vanguard funds as the primary investment vehicles. Contact us to determine whether your employer plan is currently available under this program. Plan additions will be considered upon request.